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Alternatives Investment Group and Structured Investments Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
23 Nov |
| See job description below |
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Compliance Assessment - Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
23 Nov |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
23 Nov |
| See job description below |
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Head of Operations Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
23 Nov |
| See job description below |
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
23 Nov |
| PB Compliance Officer |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
23 Nov |
| fixed income compliance corporate bonds |
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Compliance Associate
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Lazard Asset Management
Salary: Competitive - commensurat...
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Manhattan, NY, 10020 |
22 Nov |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
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Chief Compliance Officer - Global Investment Advisor
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Capstone Investment Advis...
Salary: Salary plus Bonus
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New York, NY, 10005 |
20 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
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Fund Trade Compliance Officer
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Michael Page
Salary: 150,000-200,000
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Manhattan, NY, 10174 |
18 Nov |
| Leading Global Asset Manger is looking to add a mid to senior compliance officer with 4-8 years of experience handling a broa... |
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Employment Counsel at International Investment Bank
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The Compliance Search Gro...
Salary: Based on Experience
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New York, NY |
17 Nov |
| International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment law matters. |
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Compliance Officer- Position Reporting AVP
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
17 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do busines... |
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Compliance Advisory - Bank Regulatory and Corporate Trust
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
17 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’... |
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Compliance- Securities Surveillance and Investigations Analyst
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
17 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
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Wrap Accounts/Managed Accounts – Compliance Officer New York
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The Compliance Search Gro...
Salary: Based on Experience
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New York City, NY |
16 Nov |
| The individual will be part of a compliance team that is responsible for supporting the retail Registered Investment Advisers... |
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Senior Credit Analyst – Global Investment Bank, New York
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The Compliance Search Gro...
Salary: Based on Experience
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New York City, NY |
16 Nov |
| The individual will be responsible for credit analysis and management of a portfolio of client credit relationships, predomin... |
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Legal Documentation (ISDA) Negotiator – Investment Bank New York
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The Compliance Search Gro...
Salary: Based on Experience
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New York City, NY |
16 Nov |
| This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. |
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Compliance Business Analyst
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Michael Page Internationa...
Salary: Competitive Base Salary a...
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New York, NY, 10174 |
16 Nov |
| Our client is a successful world class leader who is looking for a strong Business Analyst to join the Compliance Business An... |
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Product Controller, counterparty credit
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Huxley Associates
Salary: $ 150+
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USA-NY-New York City |
13 Nov |
| Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie... |
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Compliance Officer
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Robert Half International
Salary: Base and Bonus
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New York, NY, 10167 |
13 Nov |
| Compliance Officer-Asset Management-40 ACT |
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Accouting/Compliance/Credit Opportunities
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APA International Placeme...
Salary: to $80K
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New York, NY, 10176 |
13 Nov |
| **PLEASE SEND YOUR RESUME WITH SALARY REQUIREMENTS TO RON@APAINTL.COM** |
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Paralegal
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Société Générale - US
Salary: Commensurate with experie...
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New York City, NY |
13 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
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Equity Derivatives Lawyer
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Société Générale - US
Salary: Commensurate with experie...
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New York City, NY |
13 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department. |
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AVP - Compliance Surveillance
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
13 Nov |
Responsibilities
Department: Compliance. Moody's Compliance Department operates globally a... |
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AVP Compliance - Technology
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
13 Nov |
Responsibilities
The Role The AVP Compliance Officer will work for an entity operating in... |
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Director Regulatory Compliance
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The Forum Group
Salary: Base salary, bonus and be...
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New York, NY, 10016 |
11 Nov |
| Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat... |
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AVP - Compliance
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
11 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
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Associate Counsel - Hedge Fund
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Robert Half Legal
Salary: 150000+
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New York, NY, 10167 |
10 Nov |
| Robert Half Legal is a leading provider of legal professionals on a project and full-time basis. We specialize in the placeme... |
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Trading Risk Analyst
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Orbis Investment Manageme...
Salary: Competitive
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New York City, NY |
10 Nov |
| This job is located in Bermuda |
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Director Monitoring and Testing
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The Forum Group
Salary: Base plus bonus
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New York, NY, 10016 |
09 Nov |
| Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and Testing team thr... |
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Compliance Officer
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The Forum Group
Salary: Base plus bonus
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New York, NY, 10016 |
09 Nov |
| International Bank and B/D is looking for help for a broad compliance candidate. |
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