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Jobs: Compliance / Legal, Hong KongChina
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Compliance / Regulatory, In-house Legal, Other
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1-30 of 55 Jobs Company Location Date
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 26 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 26 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 26 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
Head of Compliance, Investment Banking ($65k and above)
Robert Half Hong Kong
Salary: $65,000 or above per mont...
China-Hong Kong 26 Nov
Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented person for the role...
Senior Manager/Manager, Financial Compliance (HKMA) (50-60k)
Robert Half Hong Kong
Salary: HK$50,000- HK$60,000 pm
China-Hong Kong 26 Nov
Our client is looking for an independent, self-motivated and responsible individual to join their Treasury and Finance Functi...
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 26 Nov
Regulatory Analyst
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Application Support Analyst, Fixed Income
Global Associates
Salary: -
China-Hong Kong 26 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Compliance - Equity VP
Profile Search & Selectio...
Salary: competitive
China-Hong Kong 25 Nov
Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E...
Compliance of Investment Advisory (Director)
Global Associates
Salary: Negotiable
China-Hong Kong 25 Nov
Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba...
Head of Legal & Compliance
Global Associates
Salary: -
China-Hong Kong 25 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Head of Control Room (10 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
A Senior Control Room professional is sought to focus on global markets and head a team of 3 for a leading banking group.
Desk Lawyer (5 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
An investment bank is looking for a legal professional to join their team.
Senior Compliance Officer (3 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
Candidates are invited to join the wealth management and asset management division of a reputable financial institution.
Compliance Manager
PeopleSearch Ltd
Salary: Competitive salary
China-Hong Kong 25 Nov
Our client is looking for a suitable candidate to join their Compliance Department
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 24 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
Senior Manager - Compliance
Morgan McKinley
Salary: Competetive
China-Hong Kong 24 Nov
A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp...
AVP/VP - Legal Counsel
Morgan McKinley
Salary: Competetive
China-Hong Kong 24 Nov
An in-house Legal role with an expanding Legal & Compliance team.
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 24 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 24 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
AVP / MANAGER, COMPLIANCE OFFICER
Recruitment Intelligence...
Salary: Competitive Package
China-Hong Kong 24 Nov
Our client is an international financial institution with their Regional Asia Pacific Office in Hong Kong. They offer a wide...
Head of Legal and Compliance
SearchAsia Hong Kong
Salary: Open to Discuss
China-Hong Kong 24 Nov
Our client is an investment banking arm of a PRC Banking Group, upon the current expansion of business, which is currently lo...
Derivative Documentation Specialist
Taylor Root
Salary: Top of market
China-Hong Kong 23 Nov
Premier US investment bank now seeks a derivatives documentation specialist to join the team in Hong Kong.
Head of Control Room
Hays Banking Hong Kong
Salary: Excellent
China-Hong Kong 23 Nov
With an established footprint in the Hong Kong market, this leading investment bank stand out in a number of areas including...
Jobs: Compliance / Legal, Hong Kong (1-30 of 55 Jobs)