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Jobs: Compliance / Legal, Asia Pacific
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Compliance / Regulatory, In-house Legal, Other
China, Singapore, Australia, Japan
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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(e.g. Analyst, Hedge Fund, ...)
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1-30 of 107 Jobs Company Location Date
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 26 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
Compliance Manager
National Australia Bank
Salary: TBA
Australia-Melbourne 26 Nov
At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin...
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 26 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 26 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 26 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 26 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
Head of Compliance, Investment Banking ($65k and above)
Robert Half Hong Kong
Salary: $65,000 or above per mont...
China-Hong Kong 26 Nov
Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented person for the role...
Senior Manager/Manager, Financial Compliance (HKMA) (50-60k)
Robert Half Hong Kong
Salary: HK$50,000- HK$60,000 pm
China-Hong Kong 26 Nov
Our client is looking for an independent, self-motivated and responsible individual to join their Treasury and Finance Functi...
VP, Regional Anti-Money Laundering
Profile Search & Selectio...
Salary: Competitive base plus bon...
Singapore 26 Nov
The Asia Pacific Anti-Money Laundering department supports our client's businesses in managing AML risk, is responsible for e...
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 26 Nov
Regulatory Analyst
Institutional Contract Lawyer
ANZ
Salary: not disclosed
Singapore 26 Nov
See job description below
Legal Counsel - SHS Lawyer
Credit Suisse
Salary: Competitive
Singapore 26 Nov
SHS Lawyer
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Application Support Analyst, Fixed Income
Global Associates
Salary: -
China-Hong Kong 26 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Senior Manager
ASIC
Salary: EL 2
Australia-Melbourne 26 Nov
Improve governance standards and promote market confidence.
Compliance Officer
PeopleSearch Pte Ltd
Salary: Negotiable
Singapore 25 Nov
This position is responsible for Anti-Money Laundering / Countering of Terrorist Financing (“AML / CFT”) Controls
Compliance - Equity VP
Profile Search & Selectio...
Salary: competitive
China-Hong Kong 25 Nov
Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E...
Compliance of Investment Advisory (Director)
Global Associates
Salary: Negotiable
China-Hong Kong 25 Nov
Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba...
Head of Legal & Compliance
Global Associates
Salary: -
China-Hong Kong 25 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Head of Control Room (10 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
A Senior Control Room professional is sought to focus on global markets and head a team of 3 for a leading banking group.
Desk Lawyer (5 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
An investment bank is looking for a legal professional to join their team.
Senior Compliance Officer (3 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
Candidates are invited to join the wealth management and asset management division of a reputable financial institution.
VP, Central Compliance
WH Marks Sattin
Salary: Highly Competitive
Singapore 25 Nov
An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu...
Global Markets Administration, Business Risk & Control
Capital People
Salary: Competitive
Japan-Tokyo 25 Nov
A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Team in Tokyo.
Jobs: Compliance / Legal, Asia Pacific (1-30 of 107 Jobs)