 |
|
|
Compliance Officer - Generalist Broker Dealer
|
Michael Page
Salary: $80,000 - $120,000
|
USA-CT-Greenwich |
17 Nov |
| Our client is a U.S. based brokerage firm with a well established global presence. |
|
|
Employment Counsel at International Investment Bank
|
The Compliance Search Gro...
Salary: Based on Experience
|
New York, NY |
17 Nov |
| International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment law matters. |
|
|
Accounting Consultant
|
Objective Paradigm
Salary: Contract
|
Chicago, IL, 60654 |
16 Nov |
| Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in... |
|
|
Compliance Analyst III
|
BNY Mellon Asset Manageme...
Salary: negotiable
|
Pittsburgh, PA |
16 Nov |
| The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies... |
|
|
Compliance Officer II
|
BNY Mellon Asset Manageme...
Salary: negotiable
|
Boston, MA, 02108 |
16 Nov |
| Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated fixed income inv... |
|
|
Legal Documentation (ISDA) Negotiator – Investment Bank New York
|
The Compliance Search Gro...
Salary: Based on Experience
|
New York City, NY |
16 Nov |
| This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. |
|
|
Compliance Administrator
|
Trust Company of the West
Salary: Competitive salary plus b...
|
Los Angeles, CA, 90017 |
16 Nov |
| The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of accounting and a... |
|
|
Product Controller, counterparty credit
|
Huxley Associates
Salary: $ 150+
|
USA-NY-New York City |
13 Nov |
| Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie... |
|
|
Compliance Officer
|
Robert Half International
Salary: Base and Bonus
|
New York, NY, 10167 |
13 Nov |
| Compliance Officer-Asset Management-40 ACT |
|
|
AVP - Compliance Surveillance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
13 Nov |
Responsibilities
Department: Compliance. Moody's Compliance Department operates globally a... |
|
|
AVP Compliance - Technology
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
13 Nov |
Responsibilities
The Role The AVP Compliance Officer will work for an entity operating in... |
|
|
Director Regulatory Compliance
|
The Forum Group
Salary: Base salary, bonus and be...
|
New York, NY, 10016 |
11 Nov |
| Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat... |
|
|
AVP - Compliance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
11 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
|
|
Associate Counsel - Hedge Fund
|
Robert Half Legal
Salary: 150000+
|
New York, NY, 10167 |
10 Nov |
| Robert Half Legal is a leading provider of legal professionals on a project and full-time basis. We specialize in the placeme... |
|
|
Paralegal/Transactional Documentation Negotiator
|
Barclays Global Investors...
Salary: Market Competitive
|
San Francisco, CA, 94105 |
10 Nov |
| The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation relating to fu... |
|
|
Trading Risk Analyst
|
Orbis Investment Manageme...
Salary: Competitive
|
New York City, NY |
10 Nov |
| This job is located in Bermuda |
|
|
Director Monitoring and Testing
|
The Forum Group
Salary: Base plus bonus
|
New York, NY, 10016 |
09 Nov |
| Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and Testing team thr... |
|
|
Compliance Officer
|
The Forum Group
Salary: Base plus bonus
|
New York, NY, 10016 |
09 Nov |
| International Bank and B/D is looking for help for a broad compliance candidate. |
|
|
Compliance Associate
|
Tower Research Capital LL...
Salary: Depends on experience
|
New York, NY, 10013 |
05 Nov |
| Tower Research Capital LLC, a high-frequency proprietary trading firm, seeks a motivated and highly organized Compliance Asso... |
|
|
Sr. Business Leader, Revenue Systems
|
Visa
Salary: Competitive
|
Foster City, CA |
04 Nov |
| The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a team of program an... |
|
|
Business Leader, Client Incentives
|
Visa
Salary: Competitive
|
Foster City, CA |
04 Nov |
| Provide leadership and operational excellence in managing the North America Client Incentive obligations, with a team of 5 Sr... |
|
|
VP- Bank Regulatory Compliance
|
Marcus & Associates
Salary: 140-180k with performance...
|
New York, NY, 10036 |
20 Oct |
| Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac... |
|
|
Director of Equities Compliance
|
Howard-Sloan Professional...
Salary: salary plus bonus
|
New York, NY, 10016 |
16 Oct |
| The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing compliance risk, devel... |
|
|
Credit Analyst
|
DNA Search and Selection
Salary: Excellent plus superb bon...
|
USA-TX-Houston |
15 Oct |
| My client a top tier investment bank and trading company are currently expanding their global operations and seek a middle o... |
|
|
Managing Director & RO
|
Matthew Hoyle Financial M...
Salary: Excellent remuneration
|
China-Hong Kong |
26 Nov |
| Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi... |
|
|
Legal ISDA Negotiator
|
Société Générale - UK
Salary: Competitive
|
UK-London |
26 Nov |
| We have an exciting opportunity for a dynamic individual to join our Derivatives team in Group Legal in a newly defined role.... |
|
|
Commodities lawyer
|
Société Générale - UK
Salary: Excellent plus Benefits
|
UK-London |
26 Nov |
| The main focus of this role will be to provide legal support and advice to some business lines within SG CIB's "Commodities C... |
|
|
Money Laundering Reporting and Compliance Monitoring Assistant
|
Société Générale - UK
Salary: £Market Rate
|
UK-London |
26 Nov |
| To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep... |
|
|
Commodities Legal Advisor
|
Société Générale - UK
Salary: Not Displayed
|
UK-London |
26 Nov |
| Société Générale Corporate & Investment Banking ("SG CIB"), a division of Société Générale is looking to establish a... |
|
|
Compliance Manager
|
National Australia Bank
Salary: TBA
|
Australia-Melbourne |
26 Nov |
| At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin... |
|
