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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
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(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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121-150 of 352 Jobs Company Location Date
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 24 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 24 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Project Manager
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Project Manager with software implementation experience
Business Consultants
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Two Business Consultants required, one senior level and one at graduate/trainee level
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 24 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
* STOCKLENDING PRIME BROKERAGE - ADVISORY - IBK *
Law Professionals
Salary: COMPETITIVE
UK-London 24 Nov
Excellent opportunity to join a leading Investment Bank within a trading floor advisory position covering the prime brokerage...
Large Shareholder Reporting Compliance
McGregor Boyall
Salary: £Competitive
Japan-Tokyo 24 Nov
A leading global Investment Bank seeks a Compliance Officer to join the Asia Pacific Large holdings group. Based in Tokyo thi...
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 24 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Markets Compliance
McGregor Boyall
Salary: £VERY COMPETITIVE
UAE-Dubai 24 Nov
A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi...
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 24 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
Senior Manager - Compliance
Morgan McKinley
Salary: Competetive
China-Hong Kong 24 Nov
A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp...
AVP/VP - Legal Counsel
Morgan McKinley
Salary: Competetive
China-Hong Kong 24 Nov
An in-house Legal role with an expanding Legal & Compliance team.
Prime Brokerage Compliance Officer - VP
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 24 Nov
This leading investment bank is looking for an exceptional compliance officer with strong skills in Prime Brokerage and speci...
Product Governance
Citifocus
Salary: £Negotiable
UK-London 24 Nov
Role is based within the Product Governance area and key responsibilities will be to manage the legal and regulatory processe...
Anti Money Laundering (AML) Director
Deloitte & Touche
Salary: Negotiable
Singapore 24 Nov
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Client Service Manager
AP Group
Salary: full benefits package
UK-Channel Islands 24 Nov
This is a senior appointment working for a leading, global finanical organisation.
Counsel, Institutional, Environmental and Co-Financing
EBRD
Salary: Competitive
UK-London 24 Nov
Role Overview
The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support the...
Counsel, Banking Operations
EBRD
Salary: Competitive
UK-London 24 Nov
Role Overview

The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support t...

DYNAMIC SENIOR FUND ADMINISTRATOR
Badenoch & Clark Luxembou...
Salary: bonus and benefits
Luxembourg 24 Nov
This position is focussed on maintaining a strong overview of the performance of the company's funds by 1. building strong wo...
CORPORATE SECRETARY - DUTCH SPEAKER (M/F)
Robert Half SARL Luxembou...
Salary: N/A
Luxembourg 24 Nov
Already 3 years experience in legal? You speak fluently Dutch, French and English and you would like to find a flexible worki...
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 24 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 24 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Lawyer with experience in structured finance and project financing
European Investment Bank
Salary: NC
Luxembourg 24 Nov
The EIB is seeking to recruit a Lawyer with experience in structured finance and project financing
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 24 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Compliance Officer - Prime Brokerage
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 24 Nov
My client is a leading Investment Bank with a strong global presence. Due to expansion they are seeking a Compliance Officer...
Compliance Analyst
Change
Salary: £negotiable
UK-Edinburgh 24 Nov
Change are seeking an experienced Compliance Analyst for their client, a leading financial services company based within Edin...
Investment Compliance Monitoring
Change
Salary: £negotiable
UK-Edinburgh 24 Nov
Change are seeking an individual to assist their client, a leading Edinburgh based Fund Management firm, on an ongoing tempor...
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 24 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 24 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
Senior Compliance Manger/Director
ConnectedGroup Pte Ltd
Salary: Attractive Salary
Singapore 24 Nov
Our client a leading financial advisory firm looking for regulatory and compliance manager/director.
Jobs: Compliance / Legal (121-150 of 352 Jobs)