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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
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(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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1-30 of 352 Jobs Company Location Date
VP, Regional Anti-Money Laundering
Profile Search & Selectio...
Salary: Competitive base plus bon...
Singapore 26 Nov
The Asia Pacific Anti-Money Laundering department supports our client's businesses in managing AML risk, is responsible for e...
Compliance Manager
National Australia Bank
Salary: TBA
Australia-Melbourne 26 Nov
At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin...
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 26 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 26 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 26 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
Investment Compliance Analyst
Wellington Management Com...
Salary: Competitive
USA-MA-Boston 26 Nov
Investment Compliance Analyst
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 26 Nov
Regulatory Analyst
Institutional Contract Lawyer
ANZ
Salary: not disclosed
Singapore 26 Nov
See job description below
Legal Counsel - SHS Lawyer
Credit Suisse
Salary: Competitive
Singapore 26 Nov
SHS Lawyer
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Application Support Analyst, Fixed Income
Global Associates
Salary: -
China-Hong Kong 26 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Senior Manager
ASIC
Salary: EL 2
Australia-Melbourne 26 Nov
Improve governance standards and promote market confidence.
Juriste dans l'équipe Master Agreements (H/F)
CALYON
Salary: Competitive
France-Paris 25 Nov
Juriste dans l'équipe Master Agreements (H/F)
Regulatory Reporting Manager
Hays City
Salary: £100k
UK-London 25 Nov
Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team.
VAT/Compliance Representative
Bloomberg
Salary: Competitive + Benefits +...
UK-London 25 Nov
The Role:

The Vat / Compliance Team is responsible for submission of Vat / Intrastat Returns for countries within...
Compliance Officer
Intermedia Selection
Salary: Commisurata all'esperienz...
Italy-Lombardia 25 Nov
Il nostro cliente è un gruppo italiano leader nella promozione, gestione e distribuzione di prodotti e servizi finanziari. P...
Administration Director
SunGard
Salary: Competetive
Luxembourg 25 Nov
This position will involve ensuring that SunGard Systems Luxembourg sa is in full compliance with all relevant local (CSSF) a...
3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
The Compliance Search Gro...
Salary: Upon experience
New York City, NY 25 Nov
Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance.
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 25 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 25 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
Syndication Specialist/Paralegal
RBC
Salary: competative
USA-OH-Cleveland 25 Nov
Syndication Specialist
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 25 Nov
See job description below
Alternatives Investment Group and Structured Investments Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Jobs: Compliance / Legal (1-30 of 352 Jobs)