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Fixed Income Compliance Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
23 Nov |
| See job description below |
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Alternatives Investment Group and Structured Investments Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
23 Nov |
| See job description below |
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Compliance Assessment - Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
23 Nov |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
23 Nov |
| See job description below |
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Head of Operations Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
23 Nov |
| See job description below |
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
23 Nov |
| PB Compliance Officer |
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Syndication Specialist/Paralegal
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RBC
Salary: competative
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USA-OH-Cleveland |
23 Nov |
| Syndication Specialist |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
23 Nov |
| fixed income compliance corporate bonds |
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Investment Compliance Analyst
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Wellington Management Com...
Salary: Competitive
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USA-MA-Boston |
23 Nov |
| Investment Compliance Analyst |
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Compliance Associate
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Lazard Asset Management
Salary: Competitive - commensurat...
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Manhattan, NY, 10020 |
22 Nov |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
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Chief Compliance Officer - Global Investment Advisor
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Capstone Investment Advis...
Salary: Salary plus Bonus
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New York, NY, 10005 |
20 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
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Compliance Associate
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Not Disclosed
Salary: competitive
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Greenwich, CT |
19 Nov |
| A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The candidate should h... |
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Compliance Officer - PIMCO (Newport Beach, CA)
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PIMCO
Salary: competitive
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USA |
18 Nov |
| TITLE: Compliance Officer
DEPARTMENT: Legal and Compliance – Regulatory Compliance
PIMCO is seeking a Compliance Officer... |
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Paralegal
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PIMCO
Salary: DOE
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Newport Beach, CA, 92660 |
18 Nov |
| Pacific Investment Management Company (“PIMCO”) is looking for an Individual that will be responsible for assisting PIMCO’s a... |
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Compliance Assistant for Broker Dealer and related Registered Investment Advisor
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Not Disclosed
Salary: Full-time Permanent Posit...
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Greenwich, CT, 06830 |
18 Nov |
| Compliance assistant will assist CCO with all compliance and regulatory matters. |
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Fund Trade Compliance Officer
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Michael Page
Salary: 150,000-200,000
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Manhattan, NY, 10174 |
18 Nov |
| Leading Global Asset Manger is looking to add a mid to senior compliance officer with 4-8 years of experience handling a broa... |
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Attorney
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PIMCO
Salary: DOE
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Newport Beach, CA, 92660 |
17 Nov |
| PIMCO is a leading institutional money manager with more than $940 billion in assets under management.
We are looking for... |
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Compliance Officer - Generalist Broker Dealer
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Michael Page
Salary: $80,000 - $120,000
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USA-CT-Greenwich |
17 Nov |
| Our client is a U.S. based brokerage firm with a well established global presence. |
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Employment Counsel at International Investment Bank
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The Compliance Search Gro...
Salary: Based on Experience
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New York, NY |
17 Nov |
| International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment law matters. |
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Derivatives Documentation Negotiator (LEGAL)
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Deutsche Bank
Salary: Exempt
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Jacksonville, FL |
17 Nov |
| **The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**
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Compliance Officer- Position Reporting AVP
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
17 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do busines... |
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Compliance Advisory - Bank Regulatory and Corporate Trust
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
17 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’... |
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Compliance- Securities Surveillance and Investigations Analyst
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
17 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
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Compliance Administrator
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Not Disclosed
Salary: Competitive / DOE
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Santa Barbara, CA |
17 Nov |
| Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille... |
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Accounting Consultant
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Objective Paradigm
Salary: Contract
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Chicago, IL, 60654 |
16 Nov |
| Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in... |
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Compliance Analyst III
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BNY Mellon Asset Manageme...
Salary: negotiable
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Pittsburgh, PA |
16 Nov |
| The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies... |
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Compliance Officer II
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BNY Mellon Asset Manageme...
Salary: negotiable
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Boston, MA, 02108 |
16 Nov |
| Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated fixed income inv... |
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Wrap Accounts/Managed Accounts – Compliance Officer New York
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The Compliance Search Gro...
Salary: Based on Experience
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New York City, NY |
16 Nov |
| The individual will be part of a compliance team that is responsible for supporting the retail Registered Investment Advisers... |
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Senior Credit Analyst – Global Investment Bank, New York
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The Compliance Search Gro...
Salary: Based on Experience
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New York City, NY |
16 Nov |
| The individual will be responsible for credit analysis and management of a portfolio of client credit relationships, predomin... |
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Legal Documentation (ISDA) Negotiator – Investment Bank New York
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The Compliance Search Gro...
Salary: Based on Experience
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New York City, NY |
16 Nov |
| This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. |
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