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1-30 of 80 Jobs Company Location Date
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 25 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Compliance Technical Business Analyst/Programmer
Michael Page Internationa...
Salary: Base Salary and Bonus
New York, NY, 10174 23 Nov
Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provides system / tec...
Compliance Analyst III
BNY Mellon Asset Manageme...
Salary: negotiable
Pittsburgh, PA 16 Nov
The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies...
Compliance Officer II
BNY Mellon Asset Manageme...
Salary: negotiable
Boston, MA, 02108 16 Nov
Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated fixed income inv...
Product Controller, counterparty credit
Huxley Associates
Salary: $ 150+
USA-NY-New York City 13 Nov
Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie...
Paralegal/Transactional Documentation Negotiator
Barclays Global Investors...
Salary: Market Competitive
San Francisco, CA, 94105 10 Nov
The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation relating to fu...
Sr. Business Leader, Revenue Systems
Visa
Salary: Competitive
Foster City, CA 04 Nov
The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a team of program an...
Business Leader, Client Incentives
Visa
Salary: Competitive
Foster City, CA 04 Nov
Provide leadership and operational excellence in managing the North America Client Incentive obligations, with a team of 5 Sr...
Compliance Executive
FK International Financia...
Salary: NEG
Ireland-Dublin 26 Nov
Working as part of a dynamic team, this is an excellent opportunity to make the next step in your compliance career. You will...
Lawyers with experience in banking and project financing
European Investment Bank
Salary: NC
Luxembourg 26 Nov
The EIB is seeking to recruit a Lawyers with experience in banking and project financing
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 26 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 26 Nov
Regulatory Analyst
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Administration Director
SunGard
Salary: Competetive
Luxembourg 25 Nov
This position will involve ensuring that SunGard Systems Luxembourg sa is in full compliance with all relevant local (CSSF) a...
Legal Officer/Corporate Administrator
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 25 Nov
An exciting opportunity has arisen as Legal Officer/Corporate Administrator for an experienced and entrepreneurial individual...
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 25 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 25 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
VP Equity Compliance, Global Investment Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 25 Nov
My client is a global investment bank with growth plans in 2010 seeking to recruit VP, Equity Compliance for its regional tea...
AML Compliance AVP in Global Private Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 25 Nov
My client is a European Private Bank looking to hire an AVP within their regional compliance team.
Client Onboarding, Associate/VP
Morgan McKinley - Tokyo
Salary: Negotiable
Japan-Tokyo 25 Nov
Our client, a Tier 1 Global Investment Bank, are looking for an Associate/VP for their Client Onboarding team based in Tokyo
Financial Promotions Compliance Contract - Global Investment Bank
JCW Search
Salary: ~£40-£60k
UK-London 24 Nov
6 month contract - interviews available at short notice - newly created retail team within global investment banking firm - c...
Business Development, Trust
AP Group
Salary: NA
UK-London 24 Nov
Source and introduce new business through relationships with clients and/or intermediaries, achieving sales targets and optim...
Senior Marketing Manager
AP Group
Salary: bonus (tax free)
Cayman Islands 24 Nov
High calibre, experienced senior marketing and business development professional sought to manage and promote our client's Ca...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 24 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Jobs: Other (1-30 of 80 Jobs)